Joseph Mehling

Jennifer Lind

Jennifer Lind is Assistant Professor in the Department of Government at Dartmouth College. She received a Ph.D. in Political Science from the Massachusetts Institute of Technology, an M.A. in Pacific International Affairs from the University of California, San Diego, and a B.A. from the University of California, Berkeley. In addition to Sorry States, she has authored scholarly articles in International Security and Security Studies, and has also written for Foreign Affairs, Atlantic and Foreign Policy. Professor Lind has worked as a consultant for RAND and for the Office of the Secretary of the U.S. Department of Defense, and has lived and worked in Japan. Her current research interests include the resilience of the North Korean regime, planning for stability operations in the event of North Korean collapse, and energy competition and its security implications for East Asia. Publications and more are available at her Dartmouth page.

Sorry States - A close-up

Writing Sorry States surprised me in many ways. My first surprise came when I noticed a striking pattern in Japanese apologies and other gestures of “contrition.” One leader’s attempt to apologize prompted denials, justifications, and other denunciations from other leaders and elites. I had known that Tokyo frequently apologized, and that Japanese leaders often made statements denying past atrocities, but I had never seen, and no one else had ever commented on, a connection between the two.I called this phenomenon “backlash,” and once I became attuned to it, I began seeing it all over the world. In Britain, the United States, France, Austria and many other countries, proposals to apologize for past wrongs prompted significant domestic outcry. This was not a phenomenon unique to Japan. Indeed, it’s a predictable response when someone proposes that instead of remembering our dead loved ones as heroes and patriots, we instead apologize for their actions and label them war criminals.

My finding about backlash was totally unanticipated and became a central argument in the book. For if apologies cause backlash—and other countries observe and are alarmed by this backlash—then contrition would not, in fact, be a useful tool in reconciliation.In the book I discuss when backlash is more or less likely to occur—noting its relative absence in Germany—and discuss how this issue is one that scholars need to explore further before we can truly understand when contrition might help or hurt. But at this point, the likelihood of backlash casts serious doubt on that strong conventional wisdom about the healing power of international apologies.In the case of Franco-German reconciliation, I found another surprise. Everyone, myself included, believed in the power of atonement in reconciliation because the Germans had been very contrite, and they had so successfully reconciled with the French and others. It is true that Germans engaged in profound—indeed, historically unprecedented—atonement. But they didn’t start this right away—it was only after the Left took power in West Germany, in the mid-1960s.It is also true that France and Germany reconciled, but—as evident in poll data, summitry, and other diplomacy—they did so immediately after the war, in the late 1950s. In other words, the medicine that supposedly had cured the disease wasn’t applied until after the patient was healed. Reconciliation came first—then atonement.

The surprise here was that the country wasn’t particularly apologetic (German memory was not very contrite at the time of Franco-German reconciliation), yet reconciliation occurred anyway.Therefore I find that Japan’s denials of its past atrocities were harmful, and that the absence of such denials or justifications of the war and Holocaust in West Germany indeed helped promote the German reconciliation. But my book contradicts those who say that reconciliation in Asia is doomed until Tokyo offers “German-style” contrition.The other day I saw a bumper sticker that said “No peace without justice!” It sure sounds good, and before I writing the book I would have reacted to it with an “amen, sister.”But Sorry States finds otherwise. Clearly there can be peace without justice: we know this from Franco-German reconciliation, as well as other notable cases such as U.S. relations with Japan and West Germany after the war. The United States has never expressed contrition about its incendiary bombing campaigns against Germany or Japan, despite the fact that those attacks killed more than a million civilians. But the lack of U.S. contrition has not prevented reconciliation between Americans and Germans or Japanese.Furthermore, because the pursuit of justice (proposals to pay reparations, build monuments, and issue apologies) is so politically charged, it may actually end up undermining peacemaking. Debates about the past frequently feature denials and justifications of past violence.

Other countries observe these sentiments, and become alarmed about what they suggest about the country’s future foreign policy intentions.What are countries to do? If denials harm bilateral relations, and apologies may do so indirectly by prompting backlash, how should countries remember the past in order to promote reconciliation?One strategy, used successfully by West Germany and France, is to construct a shared and non-accusatory narrative. Rather than frame the past as one actor’s brutalization of another, leaders can structure commemoration to cast events—as much as possible—as shared catastrophes. Countries can remember past suffering as specific examples of tragic phenomena—war, militarism, or aggression—that afflict all. For example, rather than lament German brutality, the settings and tone of Franco-German commemoration (Reims cathedral in 1962; Verdun cemetery in1984) highlighted the suffering that militarism and European anarchy had brought to both peoples, which underscored the need for European unity.Another strategy is multilateral. Multilateral textbook commissions—used extensively in Europe and also recently in East Asia—offer another promising approach. Because multilateral settings do not wag a finger at one country in particular, and because multilateral institutions confer legitimacy, conservatives are less likely to mobilize against them.These approaches do have significant drawbacks. If justice is the policy goal, they are clearly wrong. They downplay the heinous acts that occurred and divert attention from the people and governments who committed them. But, as John Kenneth Galbraith famously commented, “Politics is the art of choosing between the disastrous and the unpalatable.” These strategies are unpalatable in many ways—yet they are the best course for international reconciliation.

Editor: Erind Pajo
September 21, 2009

Jennifer Lind Sorry States: Apologies in International Politics Cornell University Press256 pages, 6 1/8 x 9 1/4 inches ISBN 978 0801446252

A Japanese soldier walks through the ruins of Hiroshima after the atomic bombing. Photo courtesy of National Archives.

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